Description
A career as a Senior Legal Compliance Advisor with respect to securities regulatory compliance and anti-money laundering in the Wealth Management team at National Bank, means acting as an expert to ensure regulatory compliance and support teams in proactively managing risks. This role allows you to have a positive impact by leveraging your analytical skills and knowledge of these regulations.
Your Role
Your Team Within the Regulatory Compliance - Wealth Management sector, you’ll be part of a committed team and report to the Senior Director, Regulatory Compliance. Joining our team means growing in a dynamic, ever-evolving environment where the work is stimulating and diverse.
The team is responsible for legislative and regulatory monitoring, implementing legislative, regulatory, and business projects, and supporting various compliance stakeholders and business sectors. It plays a key role in interpreting requirements and guiding teams to ensure proper implementation.
We aim to offer you maximum flexibility to support your quality of life. This includes a hybrid work model (in-office and remote), flexible scheduling to balance professional and personal life, and adaptable leave options for moments that matter.
Prerequisites
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Your Role
- Write and/or revise Compliance department's policies, procedures and communications
- Participate in the creation of training material related to regulatory changes or aimed at strengthening knowledge
- Assist the different business lines in the interpretation and implementation of regulatory requirements and business projects
- Ensure legislative and regulatory monitoring, analyze draft laws and inform the parties concerned of upcoming changes
- Participate, create and present dashboards and various compliance reports
- Provide the required advisory support to business lines
Your Team Within the Regulatory Compliance - Wealth Management sector, you’ll be part of a committed team and report to the Senior Director, Regulatory Compliance. Joining our team means growing in a dynamic, ever-evolving environment where the work is stimulating and diverse.
The team is responsible for legislative and regulatory monitoring, implementing legislative, regulatory, and business projects, and supporting various compliance stakeholders and business sectors. It plays a key role in interpreting requirements and guiding teams to ensure proper implementation.
We aim to offer you maximum flexibility to support your quality of life. This includes a hybrid work model (in-office and remote), flexible scheduling to balance professional and personal life, and adaptable leave options for moments that matter.
Prerequisites
- Bachelor's degree in law and be a member in good standing of the Bar
- 4 to 6 years of relevant experience in the securities industry and AML
- In-depth knowledge of securities and AML regulations
- Ability to manage multiple projects simultaneously with meticulous attention to detail
- Completion of the Conduct and Practices Handbook Course (CPH) or willingness to complete it upon hiring.