Int. AML QC/QA - 55509

# Of positions: 6

Start Date: 5th Aug

Business Unit: 4 - FCRM Transformation Delivery and Enablement

Duration: 1 year

Extension possible: TBD

Conversion Possible: yes, depending on volumes.

Interview Process: 1 round - Virtual 30 mins

Work Location: Toronto - 79 Wellington Street West, Toronto Hybrid - (Mon, tues) 2 days per week, subject to change

CANDIDATE PROFILE DETAILS:

Years of experience: 4 - 8 Years

Reason for request/why opened: Volume of work

% Interaction with Stakeholders: 100% internally

Team Size: 56

Project: AML Operation Quality Assurance

Selling Point of the position: Advancement opportunity and growth in quality control department. In a growing department looking for FTE

How will performance be measured: Productivity metrics and overall quality.

Best vs Average Candidate: Strong attention to detail with AML knowledge, high performance/productivity.

How will performance be measured: Productivity metrics and overall quality.

KEY ACCOUNTABILITIES:

• Perform a quality assurance on broad range of money laundering investigation related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes

• Evaluate ML/TF risk, by conducting quality check on cases/alerts as part of the controls of TD's AML and ATF program

• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts

• Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations

• Provide trend analysis of AML/ATF findings and gaps to Management for review

• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

MUST HAVE:

· At least 4+ Years experience in AML investigations experience and with 1 year of STR filing experience

· Understanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)

· Experience with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summary

· Excellent technical and computing skills: including the ability to use various searchable databases and Microsoft Office software

Skill in using computer applications including MS Office. Proficiency in Excel is a must (manipulate data, formulas, sort

· Ability to process and handle confidential information with discretion

NICE TO HAVE

AML QC/QA experience

Prior knowledge of top 5 bank processes/ systems

Banking experience

ACAMS certificate as an asset