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National Bank

Senior Advisor Operational Complicance

Montreal,QC
  • To be discussed
  • Full time

  • 1 position to fill as soon as possible

A career as a Senior Advisor - Operational Compliance in the Operations investments team at National Bank means acting as a regulatory expert. This position allows you to use your expertise to influence the compliance culture and propose solutions to continuously improve our practises and ensure that regulatory requirements are implemented while contributing to the transformation of our organisation.

Your job

  • Ensure compliance policies are applied in the sectors supported via projects, reviews or specific cases
  • Answer regulatory questions from supported teams and formulate decisions for specific cases
  • Contribute to and/or take charge of the delivery of business initiatives
  • Determine business needs, manage impacts on operations and recommend the most optimal solutions
  • Manage priorities and ensure profitability of improvements/solutions delivered based on business value
  • Question current business rules and methods
  • Manage stakeholders and work to converge different interests
  • Proactively communicate results, issues and risks to management in a summary manner
  • Practice sound risk management on a daily basis
  • Demonstrate a high level of influence with partners in determining solutions

Your team

You are part of a team of 10 colleagues and reports to the Senior Manager - Compliance and Operational quality, Operations investments.

Our team stands out for a fun and collaborative atmosphere, as well as its ability to combine rigour and agility in a constantly changing environment. Everyone actively contributes to concrete solutions with high added value.

We promote a variety of forms of continuous learning to enhance your development, including on-the-job learning, accessible training content, and collaborative work with colleagues with diverse expertise.

Prerequisites

  • A completed bachelor's degree in a related field and 6 years of relevant experience or a completed master's degree in a related field and 4 years of relevant experience
  • Solid knowledge of investment products and operational processes in securities
  • Good knowledge of compliance standards related to wealth management
  • Solid knowledge of the proceeds of crime (money Laundering) and terrorist financing Act and Regulations
  • Knowledge of registered plans
  • knowledge of the Microsoft Office suite
Your benefits In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.    * Health and wellness program, including many options * Flexible group insurance * Generous pension plan * Employee Share Ownership Plan * Employee and Family Assistance Program * Preferential banking services * Opportunities to get involved in community initiatives * Telemedicine service * Virtual sleep clinic    These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.   Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.   We're putting people first We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.     We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates! What can you bring to our team?    Come live your ambitions with us!

Work environment

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Work environmentsNational Bank1
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Requested skills

Esprit d'analyse, Communication, Compétences relationnelles, Investissements, Travail en équipe[Travail d’équipe, Gestion du temps, Gestion de patrimoine, Initiative, Agilité d'apprentissage, Résilience, Priorité

Requirements

Level of education

undetermined

Diploma

undetermined

Work experience (years)

undetermined

Written languages

Fr : Advanced

En : Advanced

Spoken languages

Fr : Advanced

En : Advanced

Internal reference No.

29596