Sr. Audit Manager - 55369

# Of positions: 2

Business Unit: Financial Crimes Audit

Duration: 4 months

Extension possible: Yes

Conversion Possible: Yes

Interview Process: 1 round, 2 if needed

Work Location: Hybrid, onsite twice a week (usually Tuesday), open to outside of Ontario candidates - if in GTA needs to be onsite

CANDIDATE PROFILE DETAILS:

Years of experience: up to 8 years

Reason for request/why opened: Backfill and volumes

% Interaction with Stakeholders: 90% of the time

Team Size: 20+ people

Project: various Issues validation assignments (2 types - regulatory and non-regulatory issues, reviewing action plans.)

Selling Point of the position: Offers great opportunities that will lead to executive roles.

How will performance be measured: Deliverables, deadlines being met and quality of work. Extensive feedback will be provided

Best vs Average Candidate: having a combo of audit and AML, having more breath in financial crimes, Issue validation exp

SUMMARY OF DAY-TO-DAY RESPONSIBILITIES:

Description:

Audit Manager/Auditor

- perform issues validation of action plans or MRAs

- complete audits of various types, taking lead from senior auditors.

- follow audit methodology strictly

- Work with different members of the team, working with senior member of the audit. A lot of documentation processes

- attend and document walkthroughs of processes and controls with business partners

- Work with QA and testers, perform testing, build test scripts and identify success

- Need to follow clear processes that are set out by the bank (template, process, tools).

- Need to clear with communication to their manager in audit findings

- Prioritize needs and work with business

- Bi-weekly board reporting procedure

- Need to be able to run desk independently even though you are working with a team.

MUST HAVE:

Issues validation experience - 2+ years

(business profession communication able to talk to people who can audit)

5 years of auditor exp, 1 year of leading an audit

1 year of Audit management experience

2+ AML experience (anything related to financial crimes)

Client management experience

MS Office Suite exp

Regulatory experience

Governance experience

Compliance experience

Ability to work with high volumes successfully

NICE TO HAVE

Banking or FI experience

Audit experience within the AML banking sector