Int. Business analyst to manage the coding trade compliance rules across investment management programs

12 months to start

4 days a week in office

Scope of Position:

As an Analyst - Compliance Rules, you will play a key role in managing and coding trade compliance rules across investment programs for Equities, Credit, multi-asset strategies, and for relevant teams such as Corporate Compliance, Operations and Risk teams, etc.

Key Responsibilities:

• Analyze and document business requirements for compliance rules based on investment guidelines, Mandate Rules, Trading limits, regulatory compliance checks and requirements; operational/data compliance checks, risk limits, and internal policies.
• Translate regulatory, investment guidelines and operational compliance requirements for codification in the BlackRock Compliance configuration.
• Act as the day-to-day compliance contact within the workstream for compliance rules-related questions that arise from stakeholders across the program and business units.
• Testing & Quality Assurance: develop test cases and execute testing to ensure compliance rules are implemented accurately and aligned with business requirements.
• Participate in defect management, root cause analysis, and resolution of issues related to compliance rule logic or system performance.
• Work with compliance and investment data to design and develop dashboards and reports that monitor compliance breaches, rule effectiveness, and key metrics.
• Leverage tools such as SQL, Power BI, or Python to analyze large datasets and provide actionable insights to compliance and investment teams.
• Proactively identify and address potential risks and issues related to compliance processes, technology changes, or regulatory developments.

Must haves:

• 4+ years’ experience as a business analyst or compliance analyst in asset management, with hands-on experience in compliance rule coding and configuration in platforms such as Aladdin, CRD, or Bloomberg OMS.
• Strong understanding of investment products and asset classes (public and private markets) with working knowledge of Data operations and PM/Trading workflows.
• Strong working knowledge of SQL, Python, Power BI, or similar tools.
• Ability to build out compliance rules for OMS systems