Description
A career as a Senior Advisor Anti-Money Laundering in the team of Compliance Financial Markets at National Bank is to act as the subject matter expert regarding Anti-Money Laundering for the Financial Markets Compliance department. This position allows you to have a concrete impact on our organisation thanks to your expertise in financial markets, your regulatory rigour and your ability to support business lines.
Your role
• Ensure regulatory requirements, action plans and initiatives impacting the line of business or client onboarding team are implemented, with internal stakeholders
• Ensure that the Anti-Money Laundering procedures of the business line and the client onboarding team are compliant and up to date
• Provide support and advise to the business line, as well as, to the client onboarding team
• Ensure proactive management of high-risk customers and assist the Corporate Anti-Money Laundering team in risk management initiatives
• Assist the Corporate Anti-Money Laundering team in the development of scenarios to detect unusual transactions adapted to the various lines of business in Financial Markets
• Represent the Anti-Money Laundering aspect during the development of new products and new business initiatives
• Develop with the assistance of the Corporate Anti-Money Laundering team, training material adapted to the line of business
• Create dashboards and prepare reports to Management
• Implement an AML governance process for all Foreign Centers
Your Team
Within the Financial Markets Compliance sector, you will be part of a group of seasoned professionals and will report to the AML Senior Director. Our team stands out for its expertise, quality of delivery, collaboration, and a stimulating environment that fosters development.
We prioritize a variety of continuous learning methods to support your growth, including learning through action, access to training content, and collaboration with colleagues from diverse backgrounds and areas of expertise.
National Bank, Financial Markets is a leading Canadian financial services provider helping clients with their capital raising, risk management and advisory requirements. We provide products and services to corporate clients, institutional investors, and government entities. The firm has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Dublin, and Hong Kong.
Competencies Required
• University degree and 7 to 10 years of relevant experience in the securities industry
• Good understanding of Canadian Financial Markets regulations (OSFI, FINTRAC, CSA, CIRO)
• Lawyer, an asset
• Experience in risk assessments and controls
• Ability to adapt quickly to change in a fast-paced environment, manage multiple priorities with a strong solution orientation
