Controls Auditor - 82504

Controls Auditor - 82504

Duration: 1 year contract

Location: 3 days onsite (downtown Toronto)

About the role:

• Working closely with Market Risk functions and acts as a trusted advisor with internal/external stakeholders.
• Executes M&T, communicates outcomes, prepares test results report and recommends action plans (if any issue is identified).
• Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls.
• Assists in the development and maintenance of the M&T plan and regulatory inventory
• Assists in the maintenance of the Market Risk PRC (documents the internal control governance system, processes and framework to describe compliance requirements, activities, processes, roles & responsibilities - Assist with internal/external regulatory audits and/or examinations (as needed)
• Prepare decks for various Forum and/or Committee
• Coordinates and participates in the execution of oversight/governance activities including reporting; assessment of education & training needs, development/delivery of training; development and execution of regulatory administration processes & procedures; management of review/updates to policies, etc.
• Assists with quarterly reports (CRO attestation, SOX attestation)
• Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/regulatory directives and guidance.
• Exercises judgment to identify, diagnose, and solve problems within given rules.
• Works independently and regularly handles non-routine situations.
• Provides quality assurance, advice and guidance to the 2a Market Risk function on governance related topics, including effective challenge.
• Broader work or accountabilities may be assigned as needed.

Must Have Skills

• 3-5 yrs experience in Controls Audit with the Big 4 (Accounting) or financial institutions (Market Risk)
• Excellent communications skills (verbal & written) - Articulated
• Thorough with audit & documentation

NICE TO HAVE

• Accounting designation
• Excel, SQL, Python (to help automate processes)

Interview Process: Teams interview - 1st round Hiring manager + team; 30-45 mins; 2nd round with Director. Could go for a 3rd round if the team is not avail for 1st round