Description
With a career in Internal Audit - Financial Markets at National Bank, you will be of great value to your business partners’ end to end process and therefore positively impact our clients and employees. As Chief Auditor for the Financial Markets team, you will be auditor for our audits focused on important risks of the financial markets (Front Office, Financial Markets Operations, Market Risk, Operational Risk and Compliance Financial Markets). You will collaborate with strategic partners throughout the Bank to identify areas at risk and/or potential improvements, as well as sharing your knowledge with your colleagues on complex subjects in the realization of the work performed.
Your role
- Perform audit work and/or lead audits of financial markets sectors
- Ambassador for Internal Audit with our partners in Financial Markets, Operations, Market Risk, Operational Risk and compliance
- Negotiator/Influencer with our partners, specifically senior management, as it relates to issues raised and possible solutions
- Coach for the team on the processes, governance, reporting and best practices
- Bring together the Audit team, as well as other risk/control functions
Your team
You will join a multidisciplinary team with more than 20 colleagues and will report to the Senior Manager - Internal Audit Financial Markets. This position will give you the opportunity to work as part of a dynamic, innovative team where management practices favour a good work/life balance and in a sector where you can constantly progress while taking on varied assignments enabling a transversal view of the organization.
You may have the opportunity for occasional travel to our desks and affiliates (Dublin, London, Paris, New York, Toronto, Calgary, etc) in accordance with the audit requirements.
Prerequisites
- Bachelor’s degree or Master’s degree in a related field
- Curious, with a desire to learn new business activities and related processes
- Ability to collaborate effectively in a positive way with team members and partners from various backgrounds towards a common goal
- Independent, accountable, collaborative, good attention to detail and proactive
- Excellent spoken and written communication skills, ability to simplify and synthesize information
- Bilingualism, both spoken and written French (asset) and English (essential) as we collaborate with our colleagues and regulators outside of Quebec
As we are a multidisciplinary team, we are looking with candidates having auditor profile and/or financial markets profile.
Auditor profile
- Minimum 7 years of in-depth experience in the audit profession
- In depth understanding of the audit process (leading mandates, identifying risks, evaluating controls, drafting issues/audit reports)
- Professional auditor certification as CPA, CIA or equivalent (asset)
Financial Markets profile
- Minimum 7 years of in-depth experience in the end-to-end Financial Markets process, such as Front Office, Financial Markets Operations, Market Risk Management, Operational Risk Management, and/or Compliance Financial Markets
- Understanding of the risks inherent to Financial Markets activities
- Financial markets certification as FRM/PRM, CFA (asset)