Business Analyst/Auditor - 55345

# Of positions: 3

Business Unit: Global Audit, Wealth & Insurance

Duration: 6 months

Extension possible: Possibly

Interview Process: 1 round

Work Location: Hybrid -Tues is anchor day

CANDIDATE PROFILE DETAILS:

Years of experience: 8+

Reason for request/why opened: backfill

% Interaction with Stakeholders: 40%

Team Size: 5-6

Project: They will be a part of the capital market audit team within the bank. Audits include front office and business ops.

Selling Point of the position: The team is great to work for, great culture, team members are supportive.

How will performance be measured: Deliverables, deadlines

Best vs Average Candidate: if someone has audit exp, audit and capital market exp is the best

SUMMARY OF DAY-TO-DAY RESPONSIBILITIES:

• Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion

• Ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business

• Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management

• Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented

• Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies

• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes

• Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion

• Build a fair and positive work environment where team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals

MUST HAVE:

• Over 8 years of relevant experience with undergraduate degree

• Relevant professional certifications, accounting designations (CPA)

• Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications

• Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes

• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

NICE TO HAVE

• Experience/knowledge in capital markets preferred

• FRM, CFA designations are an asset

• Bankng exp within the audit team