Banking Risk/Regulatory Control Analyst - control testing, internal/external audit, finance, and/or regulatory compliance - 91109-1

Job Description: Position Title: Risk/Regulatory Control Analyst

Line of Business: Capital markets risk management

Duration: 5 months

Potential for this contract to be extended or converted to FTE? yes

Remote/Hybrid: hybrid, wed and Thursday in office and one Friday

Office Location: 81 Bay 29th Floor

Work Schedule (hours per week, start time): mon- fri 9-5

Job Description

Capital Markets Risk Management (CMRM) is led by the EVP and Chief Risk Officer (CRO). As a second line of defence, CMRM provides effective risk management oversight of the business activities of The Bank's Capital Markets, Treasury, and other Subsidiaries. CMRM applies its risk management oversight across strategic business units, product groups and regions to identify, measure, monitor and control risk while ensuring compliance with regulatory requirements.

As Consultant, Capital Markets Risk Management (CMRM) Governance and Controls, your primary responsibility will be supporting various CMRM SBUs to identify and document new or existing controls related to regulatory compliance risks and to highlight those connections.

• Risk management and control testing - Manage portfolio of key controls in Capital Markets Risk Management (CMRM). Execute regular testing of the design and operating effectiveness of key controls and advise on results and potential changes. Demonstrate understanding of The Bank's control and deficiency management framework and requirements.

• Regulatory compliance knowledge - Develop a solid understanding of key topics and financial vocabulary in the Canadian and US Regulatory landscape in order to effectively map controls to regulations.

• Communication - Collaborate with stakeholders and other project team members and effectively articulate and communicate solutions.

• Creative thinking - Identify where challenges and efficiency opportunities appear to exist, and propose and implement creative solutions.

• Prioritization and time management - Provide rigor and structure around the scheduling and organizing of the work done in this unit.

Must Have Requirement:

1. Experience in control testing, internal/external audit, finance, and/or regulatory compliance - 3+ years

2. Strong Excel experience - 3 years

3. Excellent communication and interpersonal skills

Nice to Have:

1. CFA/CPA/FRM designation

2. Knowledge of OSFI or other regulators

3. Banking/financial industry experience