Banking Risk Investigation Analyst - analysis, risk assessment and investigation of referred/assigned cases 57636

Banking Risk Investigation Analyst

1 year

Hybrid: currently 2 days - will eventually move to 4 days

3500 Steeles Avenue East, Markham, Ontario

SUMMARY OF DAY-TO-DAY RESPONSIBILITIES:

Working cases

Meeting with their teams for collaboration - case presentations

Conduct adjudications and/or analysis, risk assessment and investigations of general queue cases. (recommending for demarket and/or freezing accounts by the appropriate investigative unit).

Provide analysis and/or data/evidence gathering support for moderate to very complex end-to-end investigations. This can include AML and Sanctions/ABAC Financial Crime or digital evidence for case preparation and evidence/ documentation purposes.

• Conduct thorough analysis, risk assessment and investigation of referred/assigned cases

• Conduct research, and apply new methodologies for analyzing digital evidence to reduce the risk of exposure to TD Bank

• Provide support in preparation for review, interviews for financial crime cases and ensure proper documentation is obtained for evidence purposes

• Use sound methodologies to collect, preserve, and analyze digital evidence

• Work with internal partners/external parties for effective detection and investigation purposes

• Prepare and deliver AML, Sanctions/ABAC and Financial Crime or fraud detection/loss prevention seminars to internal areas of the Bank

• Maintain a good understanding and awareness of emerging AML and Sanctions/ABAC trends, cyber technologies, and new criminal techniques

• Apply strong knowledge of bank procedures, products, and systems to assist investigators in analyzing situations, gathering information, and required documentation and case preparation. Conduct sound investigations and provide AML and Sanctions/ABAC support and recommendations

• Lead work streams by acting as a project lead for small scale projects / initiatives in accordance with project management methodologies

• Investigates AML, ATF, ABAC and Sanctions cases and conducts interviews or collects and analyses digital evidence

• Sound knowledge of investigative techniques, AML, and criminal trends, and analysis

• Demonstrates experience managing more complex non-criminal investigations

• Strong understanding of Bank policy and procedures for own area

• Professional role with a focus on providing services/ process/program support within defined parameters

• Requires sound conceptual knowledge in related functions

• Typically, no supervisory accountability but may provide informal guidance to others

• May lead small projects and / or support work streams of a bigger project

• Investigates and analyses potential solutions; ensures processes and functional programs are implemented

MUST-HAVE Hard Skills:

2 years of Experience

Degree/Certifications Required: Bachelor's degree in math or related financial discipline required. An advanced degree in a mathematical or financial discipline is preferred. ACAM asset and post secondary

1. Investigations - identify trends and patterns

2. Risk management experience

3. Filing STR’s

4. Strong in excel

5. Knowledge of FINTRAC

6. Banking exp

7. Knowledge of RGS, KYT, KYC

NICE-TO-HAVE

1.) ACAM’s exp